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555 California Street - Suite 2000
San Francisco, California 94104
415 772 1279
Litigation Star
National Practice Area Star
Top 250 Women in Litigation
Product liability and recall
Securities
Sara Brody is a commercial litigator and focuses her practice on securities litigation and corporate governance disputes. She is co-leader of Sidley’s Securities and Shareholder Litigation practice group and heads the Northern California litigation practice. Sara regularly defends issuers, officers, directors, underwriters and venture capital firms in shareholder class actions and derivative actions in state and federal courts throughout the United States. She also represents companies and individuals in matters involving the Securities and Exchange Commission (SEC) and various self-regulatory organizations. Sara has extensive experience in conducting internal investigations and counseling clients on disclosure issues. She routinely writes articles and lectures on a wide range of securities litigation topics in legal and business forums across the country.
Representative Matters:
Recent SEC investigations include representations of a technology company regarding disclosure issues, a Big 4 accounting firm in connection with an investigation of revenue recognition of an audit client, a professional services firm in a multinational insider trading inquiry, an investment management company in a failed leverage bond fund, a bank’s securities lending unit in connection with an inquiry into disclosure and investment practices, the controller of a venture fund in connection with issues of disclosures and management fees, and the CEO of a public company in a matter involving allegations of financial statement manipulation.
Last updated Aug 2019